CAPITAL ONE SECURITIES, INC.

LEI: 2549006LDKU5312IOS04

Entity

Legal Name

Language Code

Legal Address (English)

C/O CORPORATION SERVICE COMPANY 450 LAUREL STREET 8TH FLOOR BATON ROUGE, Louisiana (US-LA), 70801 UNITED STATES

Headquarters Address (English)

201 ST. CHARLES AVENUE SUITE 1830 NEW ORLEANS, Louisiana (US-LA), 70170 UNITED STATES

Legal Jurisdiction Country

UNITED STATES (US)

Legal Jurisdiction Region

Louisiana (US-LA)

Registration Authority

Registration Authority ID

(US-LA): Corporations Section (Office of the Secretary of State) (RA000612)

Registration Authority Entity ID

34854087D

Entity Legal Form Code

Domestic Corporation (NI44)

Entity Category

GENERAL

Entity Status

ACTIVE

Entity Creation Date

1999-10-27 00:00:00

Website

https://www.capitalone.com/commercial/securities/

Relationships

Direct Parent

Parent Information

Parent Entity

Parent LEI

LEI

ZUE8T73ROZOF6FLBAR73

Relationship Periods

Relationship Period 1

Start Date

2005-11-01 00:00:00

Period Type

RELATIONSHIP_PERIOD

Relationship Period 2

Start Date

2016-01-01 00:00:00

End Date

2016-12-31 00:00:00

Period Type

ACCOUNTING_PERIOD

Relationship Status

ACTIVE

Accounting Standards

Accounting Standard 1

Standard

US_GAAP

Percentage Owned

Relationship Registration

Initial Registration Date

2017-10-20 18:06:03

Last Update Date

2024-09-03 14:37:23

Registration Status

PUBLISHED

Validation Sources

ENTITY_SUPPLIED_ONLY

Ultimate Parent

Ultimate Parent Same As Direct Parent

Registration

Initial Registration Date

2017-10-20 18:06:03

Last Update Date

2024-09-03 14:37:22

Next Renewal Date

2025-09-29 17:25:16

Registration Status

ISSUED

Managing LOU

5493001KJTIIGC8Y1R12

Validation Sources

FULLY_CORROBORATED

Validation Authority

Validation Authority ID

(US-LA): Corporations Section (Office of the Secretary of State) (RA000612)

Validation Authority Entity ID

34854087D