First Trust Capital Management L.P.

LEI: 254900F17D83LYP3CD32

Entity

Legal Name

Language Code

Other Entity Names

Other Entity Name 1

Name

Vivaldi Asset Management, LLC

Type

PREVIOUS_LEGAL_NAME

Language Code

Legal Address (English)

C/O Corporation Service Company 251 Little Falls Drive Wilmington, Delaware (US-DE), 19808 UNITED STATES

Headquarters Address (English)

225 West Wacker Drive Suite 2100 Chicago, Illinois (US-IL), 60606 UNITED STATES

Legal Jurisdiction Country

UNITED STATES (US)

Legal Jurisdiction Region

Delaware (US-DE)

Registration Authority

Registration Authority ID

(US-DE): Division of Corporations, Department of State (RA000602)

Registration Authority Entity ID

5373269

Entity Legal Form Code

Limited Partnership (T91T)

Entity Category

GENERAL

Entity Status

ACTIVE

Entity Creation Date

2013-07-25 00:00:00

Legal Entity Events

Legal Entity Event 1

Event Type

CHANGE_LEGAL_NAME

Effective Date

2021-11-05 00:00:00

Recorded Date

2022-10-10 20:39:26

Validation Documents

OTHER_OFFICIAL_DOCUMENTS

Event Status

COMPLETED

Legal Entity Event 2

Event Type

CHANGE_LEGAL_FORM

Effective Date

2021-11-05 00:00:00

Recorded Date

2022-10-10 20:39:26

Validation Documents

OTHER_OFFICIAL_DOCUMENTS

Event Status

COMPLETED

Relationships

Direct Parent

Parent Information Not Provided

Non-Disclosure Reason 1

Reason

NO_KNOWN_PERSON

Ultimate Parent

Ultimate Parent Same As Direct Parent

Registration

Initial Registration Date

2017-11-28 13:14:22

Last Update Date

2024-10-18 17:28:46

Next Renewal Date

2025-11-02 20:35:19

Registration Status

ISSUED

Managing LOU

5493001KJTIIGC8Y1R12

Validation Sources

FULLY_CORROBORATED

Validation Authority

Validation Authority ID

(US-DE): Division of Corporations, Department of State (RA000602)

Validation Authority Entity ID

5373269