TCW Transform Systems ETF

LEI: 5493003PS37XTBOZF328

Entity

Legal Name

Language Code

Other Entity Names

Other Entity Name 1

Name

Engine No. 1 Transform Climate ETF

Type

PREVIOUS_LEGAL_NAME

Language Code

Other Entity Name 2

Name

TCW Transform Climate ETF

Type

PREVIOUS_LEGAL_NAME

Language Code

Legal Address (English)

C/O COGENCY GLOBAL INC. 850 NEW BURTON ROAD SUITE 201 DOVER, Delaware (US-DE), 19904 UNITED STATES

Headquarters Address (English)

C/O TCW INVESTMENT MANAGEMENT COMPANY LLC 515 SOUTH FLOWER STREET LOS ANGELES, California (US-CA), 90071 UNITED STATES

Legal Jurisdiction Country

UNITED STATES (US)

Registration Authority

Registration Authority ID

Securities and Exchange Commission (RA000665)

Registration Authority Entity ID

S000072458

Entity Legal Form Code

Other (8888)

Other Legal Form

SUB FUND

Entity Category

FUND

Entity Status

ACTIVE

Entity Creation Date

2022-02-02 00:00:00

Legal Entity Events

Legal Entity Event 1

Event Type

CHANGE_HQ_ADDRESS

Effective Date

2023-12-06 00:00:00

Recorded Date

2025-04-30 16:59:21

Validation Documents

SUPPORTING_DOCUMENTS

Event Status

COMPLETED

Legal Entity Event 2

Event Type

CHANGE_LEGAL_NAME

Effective Date

2023-11-13 00:00:00

Recorded Date

2023-11-13 17:05:26

Validation Documents

SUPPORTING_DOCUMENTS

Event Status

COMPLETED

Legal Entity Event 3

Event Type

CHANGE_HQ_ADDRESS

Effective Date

2023-10-16 00:00:00

Recorded Date

2023-10-18 22:38:42

Validation Documents

SUPPORTING_DOCUMENTS

Event Status

COMPLETED

Legal Entity Event 4

Event Type

CHANGE_LEGAL_NAME

Effective Date

2023-10-16 00:00:00

Recorded Date

2023-10-18 22:38:42

Validation Documents

SUPPORTING_DOCUMENTS

Event Status

COMPLETED

Relationships

Direct Parent

Parent Information Not Provided

Non-Disclosure Reason 1

Reason

NON_CONSOLIDATING

Ultimate Parent

Ultimate Parent Same As Direct Parent

Managing Fund Parent

Parent LEI

549300Z58FHZ5C4F1U90

Relationship Periods

Relationship Period 1

Start Date

2023-10-16 00:00:00

Period Type

RELATIONSHIP_PERIOD

Relationship Status

ACTIVE

Relationship Registration

Initial Registration Date

2023-10-03 10:29:41

Last Update Date

2025-05-01 06:31:22

Registration Status

PUBLISHED

Validation Sources

FULLY_CORROBORATED

Validation Documents

SUPPORTING_DOCUMENTS

Registration

Initial Registration Date

2021-07-08 15:29:00

Last Update Date

2025-05-01 06:31:22

Next Renewal Date

2026-02-25 16:58:21

Registration Status

ISSUED

Managing LOU

5493001KJTIIGC8Y1R12

Validation Sources

FULLY_CORROBORATED

Validation Authority

Validation Authority ID

Securities and Exchange Commission (RA000665)

Validation Authority Entity ID

S000072458