GUINNESS ATKINSON FUNDS - SmartETFs Dividend Builder ETF

LEI: 549300LDFVCSRZU8VI59

Entity

Legal Name

Legal Name Language Code

Legal Address

251 SOUTH LAKE AVENUE SUITE 800 PASADENA, California (US-CA), 91101 UNITED STATES

Headquarters Address

c/o GUINNESS ATKINSON ASSET MANAGEMENT, INC. 850 New Burton Road Suite 201 Dover, Delaware (US-DE), 19904 UNITED STATES

Legal Jurisdiction Country

UNITED STATES (US)

Legal Jurisdiction Region

Delaware (US-DE)

Registration Authority

Registration Authority ID

Securities and Exchange Commission (RA000665)

Registration Authority Entity ID

S000069135

Entity Legal Form Code

Other (8888)

Other Legal Form

Fund

Entity Category

FUND

Entity Status

ACTIVE

Entity Creation Date

2012-03-30 00:00:00

Relationships

Direct Parent

Parent Information Not Provided

Non-Disclosure Reason 1

Reason

NON_CONSOLIDATING

Ultimate Parent

Parent Information Not Provided

Non-Disclosure Reason 1

Reason

NON_CONSOLIDATING

Managing Fund Parent

Parent LEI

549300YN7M35N8C3T689

Relationship Periods

Relationship Period 1

Start Date

2012-03-30 00:00:00

Period Type

RELATIONSHIP_PERIOD

Relationship Status

ACTIVE

Relationship Registration

Initial Registration Date

2023-02-24 00:00:00

Last Update Date

2025-06-30 12:01:20

Registration Status

PUBLISHED

Validation Sources

FULLY_CORROBORATED

Validation Documents

OTHER_OFFICIAL_DOCUMENTS

Umbrella Fund Parent

Parent LEI

54930097560RK2KMX577

Relationship Periods

Relationship Period 1

Start Date

2012-03-30 00:00:00

Period Type

RELATIONSHIP_PERIOD

Relationship Status

ACTIVE

Relationship Registration

Initial Registration Date

2020-10-28 00:00:00

Last Update Date

2025-06-30 12:01:20

Registration Status

PUBLISHED

Validation Sources

FULLY_CORROBORATED

Validation Documents

OTHER_OFFICIAL_DOCUMENTS

Registration

Initial Registration Date

2020-10-28 12:45:00

Last Update Date

2025-06-30 12:01:20

Next Renewal Date

2026-07-13 07:07:30

Registration Status

ISSUED

Managing LOU

529900T8BM49AURSDO55

Validation Sources

PARTIALLY_CORROBORATED

Validation Authority

Validation Authority ID

Securities and Exchange Commission (RA000665)

Validation Authority Entity ID

S000069135