HSBC SECURITIES (USA) INC.

LEI: CYYGQCGNHMHPSMRL3R97

Entity

Legal Name

Legal Name Language Code

Other Entity Names

Other Entity Name 1

Name

CARROLL, MCENTEE & CO., INC.

Type

PREVIOUS_LEGAL_NAME

Language Code

Legal Address

C/O THE CORPORATION TRUST COMPANY CORPORATION TRUST CENTER 1209 ORANGE STREET WILMINGTON, Delaware (US-DE), 19801 UNITED STATES

Headquarters Address

66 HUDSON BOULEVARD E NEW YORK, New York (US-NY), 10001 UNITED STATES

Legal Jurisdiction Country

UNITED STATES (US)

Legal Jurisdiction Region

Delaware (US-DE)

Registration Authority

Registration Authority ID

(US-DE): Division of Corporations, Department of State (RA000602)

Registration Authority Entity ID

0736617

Entity Legal Form Code

Corporation (XTIQ)

Entity Category

GENERAL

Entity Status

ACTIVE

Entity Creation Date

1969-12-12 00:00:00

Relationships

Direct Parent

Parent Information

Parent Entity

Parent LEI

LEI

213800BVOHTFKVII2855

Relationship Periods

Relationship Period 1

Start Date

2023-01-01 00:00:00

End Date

2023-12-31 00:00:00

Period Type

ACCOUNTING_PERIOD

Relationship Period 2

Start Date

2017-04-07 12:43:50

Period Type

RELATIONSHIP_PERIOD

Relationship Status

ACTIVE

Accounting Standards

Accounting Standard 1

Standard

OTHER_ACCOUNTING_STANDARD

Relationship Registration

Initial Registration Date

2012-06-06 15:57:42

Last Update Date

2025-03-28 11:32:41

Registration Status

PUBLISHED

Validation Sources

FULLY_CORROBORATED

Validation Documents

ACCOUNTS_FILING

Validation Reference

https://www.annualreports.com/HostedData/AnnualReports/PDF/NYSE_HSBC_2023.pdf

Ultimate Parent

Parent Information

Parent Entity

Parent LEI

LEI

MLU0ZO3ML4LN2LL2TL39

Relationship Periods

Relationship Period 1

Start Date

2023-01-01 00:00:00

End Date

2023-12-31 00:00:00

Period Type

ACCOUNTING_PERIOD

Relationship Period 2

Start Date

2017-04-07 12:43:50

Period Type

RELATIONSHIP_PERIOD

Relationship Status

ACTIVE

Accounting Standards

Accounting Standard 1

Standard

OTHER_ACCOUNTING_STANDARD

Relationship Registration

Initial Registration Date

2012-06-06 15:57:42

Last Update Date

2025-03-28 11:32:41

Registration Status

PUBLISHED

Validation Sources

FULLY_CORROBORATED

Validation Documents

ACCOUNTS_FILING

Validation Reference

https://www.annualreports.com/HostedData/AnnualReports/PDF/NYSE_HSBC_2023.pdf

Registration

Initial Registration Date

2012-06-06 15:57:42

Last Update Date

2025-03-28 11:32:41

Next Renewal Date

2026-04-16 00:00:00

Registration Status

ISSUED

Managing LOU

213800WAVVOPS85N2205

Validation Sources

FULLY_CORROBORATED

Validation Authority

Validation Authority ID

Federal Financial Institutions Examination Council (RA000748)

Validation Authority Entity ID

1032389