ADVISORS ASSET MANAGEMENT, INC.

LEI: Z75DLV0PQ63UKOGIQ572

Entity

Legal Name

Language Code

Other Entity Names

Other Entity Name 1

Name

Fixed Income Securities, Inc.

Type

PREVIOUS_LEGAL_NAME

Language Code

Other Entity Name 2

Name

Fixed Income Securities, L.P.

Type

PREVIOUS_LEGAL_NAME

Language Code

Legal Address (English)

C/O CORPORATION SERVICE COMPANY 251 LITTLE FALLS DRIVE WILMINGTON, Delaware (US-DE), 19808 UNITED STATES

Headquarters Address (English)

2711 Centerville Road Suite 400 Wilmington, Delaware (US-DE), 19808 UNITED STATES

Legal Jurisdiction Country

UNITED STATES (US)

Legal Jurisdiction Region

Delaware (US-DE)

Registration Authority

Registration Authority ID

(US-DE): Division of Corporations, Department of State (RA000602)

Registration Authority Entity ID

4481512

Entity Legal Form Code

Corporation (XTIQ)

Entity Category

GENERAL

Entity Status

ACTIVE

Entity Creation Date

2008-01-01 00:00:00

Relationships

Direct Parent

Parent Information Not Provided

Non-Disclosure Reason 1

Reason

NO_LEI

Ultimate Parent

Parent Information

Parent Entity

Parent LEI

LEI

549300V040JZX5S66Z78

Relationship Periods

Relationship Period 1

Start Date

2023-02-01 00:00:00

Period Type

RELATIONSHIP_PERIOD

Relationship Period 2

Start Date

2023-01-01 00:00:00

End Date

2023-12-31 00:00:00

Period Type

ACCOUNTING_PERIOD

Relationship Status

ACTIVE

Percentage Owned

Relationship Registration

Initial Registration Date

2024-01-30 13:13:21

Last Update Date

2024-12-31 08:46:43

Registration Status

PUBLISHED

Validation Sources

ENTITY_SUPPLIED_ONLY

Registration

Initial Registration Date

2012-06-06 15:56:00

Last Update Date

2024-12-31 08:46:43

Next Renewal Date

2026-01-30 13:13:21

Registration Status

ISSUED

Managing LOU

5493001KJTIIGC8Y1R12

Validation Sources

FULLY_CORROBORATED

Validation Authority

Validation Authority ID

(US-DE): Division of Corporations, Department of State (RA000602)

Validation Authority Entity ID

4481512